Monday, December 30, 2013

From Things That Matter by Charles Krauthammer

"There could be no greater irony: For all the sublimity of art, physics, music, mathematics and other manifestations of human genius, everything depends on the mundane, frustrating, often debased vocation known as politics (and its most exacting subspecialty -- statecraft). Because if we don't get politics right, everything else risks extinction."

Monday, December 16, 2013

A Summary of Classical Greek Philosophy

Socrates
469 BC – 399 BC
The teaching of Socrates was to “know yourself.” Plato in his description of justice taught that you should also be true to yourself, especially as to what is your particular merit and what you deserve or is your due. Aristotle was the philosopher of temperance, moderation, and the “golden mean.” Of course, if you really know yourself, and are really truthful or honest with yourself and about what you deserve, then it becomes obvious why we should all act with some moderation.

Saturday, December 7, 2013

Nelson Mandela and Martin Luther King

Nelson Mandela and Martin Luther King, Jr. probably made the two greatest contributions to political thought in the second half of the Twentieth Century. They confronted the injustice of apartheid and segregation. They became moral leaders who worked on behalf of the primary moral concept of equality. Martin Luther King, Jr. will be remembered as an advocate of nonviolence as the leader of the Civil Rights Movement in the United States. Nelson Mandela will be remembered as the leader who, after spending 27 years in prison, became the President of South Africa and advocated a policy of forgiveness and reconciliation.

Both Martin Luther King, Jr. and Nelson Mandela had incredible resolve against entrenched injustice, but they will also be remembered for their great sense of individual and human dignity. The successful application of the ideas of non-violence and of forgiveness and reconciliation was quite an accomplishment in the context of the Twentieth Century. Not only their ideas, but their examples as individual leaders in this context, can even now be recognized as having enduring value.


“Resentment is like drinking poison and then hoping it will kill your enemies.”
    -Nelson Mandela

“So I have tried to make it clear that it is wrong to use immoral means to attain moral ends. But now I must affirm that it is just as wrong, or even more so, to use moral means to preserve immoral ends. ”
    - The Rev. Martin Luther King, Jr.

Tuesday, December 3, 2013

Biology Will Become the Primary Paradigm in this Century

Biology rather than physics will become the primary paradigm or model of thought
in this century.  This is in part due to the genome project and the influence that it will have on scientific research.  It will also, however, be a result of a much broader understanding of co-evolution and our interaction with the world in which  we live.

“By natural selection we are not indifferent to our fate.”
It will be driven by our need to incorporate human values and also our need to live in a pluralistic global community.  Biology will not become the new paradigm, however, until it develops a methodology and multidimensional understanding of human nature that is  broad enough  to include not only the life sciences, but also the other basic sciences, the social sciences, and the humanities.

Epistemology is the study of ways of knowing and biology is an epistemological process.  Unlike physics and chemistry, biology also relates to information, which in human biology is both genetic and cultural.  In evolutionary biology and in culture the transmission of information is also historical.  Life means the presence of intrinsic and functional values.  Biological diversity and complexity are based on information about how to compose, maintain, reproduce, and transmit life processes.  This is the type of self-affirming information that is lost in the reduction of biology to physics and chemistry.

There are emergent properties, synergies, and functional and cultural values that are lost in the translation to the basic elements.  By natural selection we are not indifferent to our fate. We are also, to some degree, capable of modifying our environment and transcending nature with our human individual and cultural values. It has been noted that life is a countercurrent to entropy and culture may be a countercurrent to natural selection.  

Ecology is the interaction between an organism and its environment.  Adaption is an ecological word. One could surmise an entanglement of a factual realism based on literal correspondence and a practical and sometimes metaphysical realism that incorporates our desire for both survival and well-being.  In moral terms these would include both a Socratic quest and a humanistic commitment.  The Socratic quest, however, can result in an unproductive and pedantic skepticism without a humanistic commitment.  A humanistic commitment, whether secular or religious, on the other hand, also needs to some degree to be open-ended and questioning to avoid what Eric Hoffer, after World War ll and in response to fanaticism of all kinds, described as the “true believer.”

Saturday, November 23, 2013

A Change in the Filbuster Rule furthers Partisan Politics

President Obama has made it clear that, when the legislative process fails to advance his agenda, it is his intent to achieve as much of his agenda as possible through executive powers. The Democrats in the Senate have now used the “nuclear option” to break the filibuster rule to allow a simple majority rather than 60 votes to confirm executive nominees and most federal judges. The immediate effect is to allow the Democrats to pack the Washington D.C. Circuit Court of Appeals with three new judges even though there is no pressing need. Administrative and regulatory actions which are challenged are most often adjudicated by this influential court. The appointments are for life.

This will allow for a significant extension of Presidential power.

“... to change the rules in the middle of the game so that they can make all the decisions while the the other party is told to sit down and keep quiet [will] cause the bitterness and gridlock to get worse.”
 - Senator Barack Obama, 2005
The hypocrisy is that both parties in the past have vigorously opposed this option when their party was in the Senate minority. It has always been perceived as a power play by the majority to eliminate the need to seek some greater deliberative collaboration, compromise and consensus which incorporates at least some of the concerns of the minority and the larger community. A group of democrats have made it clear that they would also like to abolish the filibuster for normal legislation in the Senate. The approval rating for Congress cannot be much lower than it already is, but this move toward more partisan legislation only adds to the causes for public cynicism. Senator Obama opposed such a rule change at a time when the Republicans held a majority in the Senate. He said that neither party should “change the rules in the middle of the game so that they can make all the decisions while the the other party is told to sit down and keep quiet” and that such a change would only cause “the bitterness and gridlock to get worse.”

The Nuclear Option Debate Explained in Two Charts
    -- Washington Post

New breed of Senate Democrats drove filibuster change.
    -- Los Angeles Times

James H. Rutherford, M.D.

Thursday, November 7, 2013

Super Majorities Here and Abroad

Congressional redistricting in Ohio is an example of what to expect from unconstrained super majorities here at home. In Ohio, whoever controls at least two-thirds of three state offices is able to control the legislative redistricting process. This almost always results in the party in control maximizing the number and demographically secure districts for itself. This process across much of the nation has resulted in the entrenched positions of both parties and thus much of the gridlock that we see in a divided Congress. When one political party has controlled all of Congress and the Presidency, there also has not been much moderation or collaboration.

When this is the behavior of super majorities in our own country, why should we expect anything different from super majorities abroad. Many Arab nations have a super majority of Muslims in their population. Maldives, for example, has a population which is 95% Muslim and their recent Constitution requires that to be a citizen of Maldives one has to be a Muslim.

The redistricting process in California has thus understandably drawn some attention. First, a law was passed that placed the redrawing of voting districts in the hands of an independent commission. California also did away with party primaries. Instead, everyone runs and votes in a single open primary, with Republicans and Democrats on the same ballot. The top two vote-getters compete in a runoff. The candidates are often thus inclined to reach out to a broader portion of the population to win the elections. Even though the Democrats still control both the Assembly and the Senate in the California legislature, it at least appears that the current legislature has had a tendency to be more moderate.

Links

Sunday, October 20, 2013

The Elephant in the Room -- American Cultural Problems

The central conservative truth is that it is culture, not politics, that determines the success of a society. The central liberal truth is that politics can change a culture and save it from itself. -- Senator Daniel Moynihan.

Senator Daniel Patrick Moynihan 40 years ago warned of the adverse effect of declining American cultural values. He predicted a new type of poverty that would be one of the side effects of a welfare state and children born to single mothers. This is now fairly easy to document. He also described a “dumbing down of decency” in our culture. This has also occurred on the internet, TV, movies, music, and in our general use of language.

Several of the previous blogs have been very critical of Wall Street, the financial institutions, government regulatory agencies, and a dysfunctional Congress. A wide cultural failure at the top of our society that also extends even to major sports figures and even Catholic priests is fairly easy to document. The references below, however, address the rest of our culture and particularly those issues that affect education and poverty.

A 2009 study by the Brookings Institution, for example, found that Americans who finished high school, acquired a full-time job and waited until age 21 to get married before having children were much less likely to end up in poverty. In fact, "young adults who did all three had a 2 percent chance of winding up in poverty and a 74 percent chance of winding up in the middle class (defined as earning roughly $50,000 or more). By contrast, young adults who violated all three norms had a 76 percent chance of winding up in poverty and a 7 percent chance of winding up in the middle class. A high school education is still free, and as Woody Allen noted, “showing up is 80% of success.”

On the other side of the equation, kids who do not finish high school are 3.5 times more likely to be arrested as adults and approximately 82% of the adults in prison are high school dropouts.
Young people have always wanted more independence and to establish their own identity. One of the messages that our young people should hear, however, is this:
There are two ways that you can lose your freedom in this country. One way is to commit a crime and be put in jail. The other way is to become addicted to drugs as you have then given up many of your choices to the drug. There is nothing manly or mature about throwing away your freedom; it is just foolish.
One of the most effective way to address the issues of crime and drugs is simply with a change in public opinion. Consider, for example, the effect of a change in public opinion on the issue of smoking. The expenditure of large sums of government money on education and poverty will not be effective unless these cultural issues are also addressed.

Thursday, October 3, 2013

Intermediary Institutions and Civil Society


Edmund Burke
Edmund Burke is considered to be one of the founders of conservatism. One of his criticisms of the French Revolution was that, by destroying the intermediate institutions which help maintain order in society, the state would be left with only the tool of coercive power and this would lead to tyranny. The French Revolution eventually claimed that the state was the source of all all moral and political authority. The progeny of this type of tyranny turned out to be Nazi Germany and Communist Russia.

The basic inclination of conservatives is thus to incorporate the basic values of the culture in the intermediary institutions so that there is less need for the coercive powers of government. For conservatives, in particular, there should thus be a concern about the recent problems in almost all of our intermediary institutions. It is hard to think, for example, of any national bank, Wall Street firm, insurance company, or health care company that has not been the subject of very large regulatory penalties. There has been a rather remarkable failure of the elites.

On the other hand, the more secular liberals have been reluctant to address the cultural issues concerning the intermediate institution of the family. The inclination of liberals has also been to raise the cost of government and entitlements even in the presence of an unsustainable national debt and to mortgage the future, thus breaking the contract with the next generation to which Edmund Burke also referred.

Thursday, January 5, 2012

Reconsidering the Death Penalty In Ohio

Two of the major reasons often given for abolishing the death penalty are a respect for human dignity and a rejection of such an elective use of violence. Such ideas and ideals are often as important in foreign affairs as military and economic power.

In 2007, 88% of the executions worldwide occurred in China, Iran, Pakistan, Saudi Arabia, and the United States. This is the company that we keep…
The most powerful psychological tool of tyrannical or totalitarian governments is the use of the death penalty. This does not even have to be pervasive to be persuasive as a threat. In 2007, 88% of the executions worldwide occurred in China, Iran, Pakistan, Saudi Arabia, and the United States. This is the company that we keep, and they are quick to point to the United States to justify their use of coercive power and the death penalty.

Sixteen states and Washington D.C. have now abolished the death penalty. Internationally 136 out of 195 countries have abolished the death penalty. A country cannot belong to the European Union if it allows the death penalty. New Jersey abolished the death penalty in 2007. Illinois has just abolished the death penalty in 2011 primarily as a result of a series of revelations that 20 people since 1977 in their state had been sent to Death Row who were later exonerated. In the period from 1973 to 2007 there was one Death Row prisoner in the United States who was exonerated for every nine Death Row prisoners who were executed.

There are many reasons to consider abolishing the death penalty in Ohio, but one should keep in mind a global perspective and the importance of ideas and the values behind those ideas. We now live in a pluralistic global community with relatively easy access to weapons of mass destruction. Eliminating the death penalty in Ohio and then eventually in the nation would be a good place to start in addressing the issues related to violence and terrorism in our time.

A major unacknowledged but obvious important conflict in international affairs, for example, is between moderate and radical Muslims, with the radical Muslims being defined as those who are willing to use lethal force based on religion as a means to their ends. This has included stoning women to death for infidelity, honor killings, assassinations for “blasphemy”, executions by the Taliban and al-Qaeda of farmers and journalists for political control, suicide bombings and terrorist attacks. As usual, the ends are used to justify the means. The means, however, define any group as much as the ends, and the means often come to distort the ends. We should do everything we can to focus world opinion on such issues. Abolishing the death penalty in Ohio and then our nation would help to do so. It would also help us understand and convey that the primary moral values in our constitutional democracy include equality understood as a respect for human dignity and our common humanity in addition to freedom.

Tuesday, January 3, 2012

What Medical Ethics has to Offer the Larger Field of Moral and Political Philosophy

Jobs, the economy,The debt crisis, foreign affairs in the Middle East, and immigration will all be significant issues in 2012 and in the next presidential election. My initial blogs, however, have addressed more fundamental problems about our ability to understand and convey to others our values and the nature of our government. Our primary moral concept is not freedom and our government is not just a democracy.

Jefferson, Madison, Tocqueville, and Lincoln all considered the primary moral concept of our government to be equality.
Jefferson, Madison, Tocqueville, and Lincoln all considered the primary moral concept of our government to be equality. The great reformers such as the women suffragettes and the Rev. Martin Luther King, Jr. did not throw out the moral assertion that “all men are created equal,” but argued based on that principle that we should do a better job of living up to it. Our government is also a constitutional democracy and as such it incorporates both a quantitative procedural aspect of equality by voting on most issues with “one person — one vote.” Our Constitution with the Bill of Rights, however, also contains “higher law” substantive concepts of equality which limit the powers of government and protect individual freedoms and human rights against the possible abuses of simple majority rule. These were also ratified as part of our Constitution. Yet, for the last thirty years there has been almost no mention by academics, the media, or our government of equality understood as a respect for human dignity and our government has been almost always described as a democracy rather than as a constitutional democracy. In both domestic politics and foreign affairs language counts for it helps to shape the climate of opinion. In The Moral Foundations of United States Constitutional Democracy: An Analytical and Historical Inquiry into the Primary Moral Concept of Equality this position is explained and supported.

Medical ethics are also based on a moral assertion of a respect for life understood as a respect for human dignity and our common humanity. Medical ethics also understand human nature to be multi-dimensional with four principles which include autonomy, justice, non-malevolence, and beneficence. The four principle thus include individual (human rights), social (communitarian), logical (utilitarian), and metaphysical (deontological) perspectives.

Not only do medical ethics help us to better understand the primary moral assertion of the “self-evident” concept of equality as both a self-affirmation and an affirmation of our common humanity, but they also provide a very good explanation of the balance of powers in our constitution and our government. This position is explained in the essay What Medical Ethics has to Offer the Larger Fields of Moral and Political Philosophy.

Thomas Jefferson’s wrote the Declaration of Independence in the manner of Euclidian geometry. It’s first moral assertion that “all men are created equal” thus put everything that followed including “life, liberty and the pursuit of happiness” in that moral context. A universal moral sense or conscience was for Jefferson a basis of our common humanity and natural equality. Like a muscle of the body, this moral sense has to be developed by exercise, but for Jefferson it was a basis for our common humanity and this included women, American Indians, and blacks. It was what made persons capable of government by consent.

Slavery was the tragic flaw in the founding of our government. Jefferson was a slaveholder and this cannot be dismissed as only a concession to the society in which he lived. It was in his own self-interest and it allowed him to live an aristocratic lifestyle. He thus contributed to this tragedy. Yet, he understood the moral bankruptcy of slavery, its moral incompatibility with democratic government, and the need for its eventual abolition.

Jefferson wrote, “State a moral case to a ploughman and a professor. The former will decide it as well, and often better than the latter, because he has not been led astray by artificial rules.” Fisher Ames, an early congressman from Massachusetts, wrote on the other hand that “I have heard it remarked that men are not to be reasoned out of an opinion they have not reasoned themselves into” The introduction to Moral and Political Philosophy is helpful for understanding many of the nuances and defining ideas of practical moral and political philosophy. A multi-dimensional understanding of human nature brings some coherence to moral and political philosophy. What is important is that the moral concept of equality understood as a respect for human dignity and our common humanity has at least the capacity for accommodation in a pluralistic global community.

Those who approach moral issues from the perspective of human rights, justice, a utilitarian greatest good for the greatest number, or from a metaphysical perspective such as the Golden Rule should all recognize that the underlying principle for each perspectives is that of equality and a respect for human dignity. Those who view politics only from the perspective of power should understand that to place oneself outside of a moral system logically implies that others can do so as well. We should have learned something from the tragedies of the Twentieth Century.

A relevant article from the far center: We grow weary of politics, but politics keeps the planet alive. by Charles Krauthammer



Thursday, December 22, 2011


Fisher Ames
In 1795, Fisher Ames, a congressman from Massachusetts, perhaps recognized the indeterminate buy dynamic aspects of our system of government when he compared it to a monarchy in the following way.
“A monarchy”, he said, “is a merchantman which sails well, but will sometimes strike a rock, and go to the bottom; a republic is a raft which will never sink, but then your feet are always in the water.”

Friday, December 16, 2011

Language and Politics — George Orwell

“our economic system … is determined by constitutional and legislative political processes based on equality. ”
As George Orwell observed, totalitarian regimes often distort and invert the truth by corrupting the meaning of words and language. For example, totalitarian communist regimes have, at least in theory, advocated equality as the common ownership of the means of production, but have actually denied political equality as well as the moral agency of other people. Unfortunately, a great deal of intellectual energy has been spent on rebuttal, not by clarifying and defining the several aspects of equality and the moral foundations of our political system, but in attempts to justify capitalism, distributive justice, inequality, and our economic system in an isolated context.

It would be ironic to accept as a premise of public discourse on constitutional democracy the ideology of Marxism which portrays the economic system to be primary to and determinative of the political system, rather than just an integral and interdependent part of society and government. What is important to recognize is that our economic system, for example the extent to which we are a regulated capitalism or a social welfare state, is determined by constitutional and legislative political processes based on equality. Given such political processes based on equality, it is not irrational for a people to recognize defined property rights, reward production and merit, and incorporate several aspects of distributive justice.

I discuss George Orwell’s philosophy on political language in depth in the first chapter of Moral and Political Philosophy (2004).

Thursday, December 15, 2011

Equality as an Affirmation of Our Common Humanity

Our government rests in public opinion. Whoever can change public opinion, can change the government, practically just so much. Public opinion, or any subject, always has a “central idea, from which all its minor thoughts radiate. That “central idea” in our political public opinion, at the beginning was, and until recently has continued to be, “the equality of men.

— Abraham Lincoln 1856
At the time of a clash of civilizations it is not unusual for both sides to re-examine, define, and even sometimes codify their basic values and cultural institutions in order to both preserve and convey their basic values and traditions. At the time of the fall of communism in the Soviet Union and in Eastern Europe, the United States did this poorly. It appears that we are making a similar mistake in our war against terrorism, which is very much a battle of ideas and ideologies and will have to be understood as such for any chance of a long-term resolution and reconciliation.

When asked about the battle of global ideas, former Defense Secretary Donald Rumsfeld said “If I were grading, I would say that we probably deserve a D+ as a country.”
– he should know.
We are missing a defining opportunity in the history of the moral and political philosophy of the liberal tradition; first, by not defining our primary moral value as equality, understood as a respect for the dignity and worth of our common humanity; and second, by not defining our government as a constitutional democracy, which is the only way to convey both the substantive and the procedural concepts of equality that it incorporates.

At the time of the fall of communism, the media, the academics, and our government almost universally described the United States as a capitalistic democracy. This was in part because we allowed the Soviet Union to describe their communism to be primarily an economic system rather than a totalitarian political system, which denied any concept of moral or political equality. The primary alternative to communism should have been constitutional democracy. It is the constitutional aspects of our government, such as the Bill of Rights, that incorporate our substantive concepts of equality. The constitutional principles are placed beyond the usual majority rule of the legislative process. It is the democratic aspects of our government that incorporate the procedural aspects of equality, such as “one person, one vote.”

Jefferson, Madison, Tocqueville, and Lincoln all considered equality to be the primary moral principle of constitutional democracy. Since the events of September 11, 2001, however, I cannot recall one instance of even a mention of equality. The terrorist attack of 9/ ll was an attack on both our freedom and security and it is perhaps understandable that our values have thus been described primarily in those terms. In the Declaration of Independence, however, the first premise was that “all men are created equal” and that put everything that followed, including life, liberty and the pursuit of happiness, in a moral context. Even the great reformers, such as the women suffragettes and the Rev. Martin Luther King, Jr., did not repudiate these principles, but urged us to live up to them and place them into practice.

Donald Rumsfeld, the Secretary of Defense, was recently asked how the United States was faring against the extremist ideology in the global “battle of ideas.” He said, “If I were grading, I would say that we probably deserve a D+ as a country.” We are indeed in a “battle of ideas”, in part, with a radical version of Islam. Islam, the religion of 1.2 billion people, is based on a submission to the will of God. Much of the liberty that we convey, on the other hand, is seen by others as the self-indulgence of our culture. We also unnecessarily lost much of the moral high ground with our initial waffling on the issues of torture and human rights.

During the current war on terrorism it may be appropriate that we emphasize freedom. To achieve our objectives we will also need the cooperation of many countries that are not constitutional democracies. To win the peace, however, we will need to understand and convey that our primary moral value is universal equality. It is such a recognition of our common humanity in a pluralistic world that makes the accommodation of a wide variety of attributes, cultural differences, desires, and beliefs possible without the use of coercion or being the cause of alienation.

James H. Rutherford, M.D.
Author of Moral and Political Philosophy

Tuesday, December 13, 2011

United States Constitutional Democracy and American Exceptionalism

Most nations have been historically based on a common ethnicity, language, religion, or history. The recent Constitution of the Maldives, for example, grants citizenship only to Muslims. In contrast to this, Seymour Martin Lipset, in the summary chapter of his book American Exceptionalism (1996), quoted from my own work, Moral and Political Philosophy, noting that in the United States: “The free and equal individual with moral responsibility is the basis of communal solidarity.”

In April, 2009, Barack Obama missed the historical point of American Exceptionalism when he stated:
“I believe in American exceptionalism, just as I suspect that the Brits believe in British exceptionalism and the Greeks believe in Greek exceptionalism.”
Jefferson, Madison, Tocqueville, Lincoln, and the great reformers such as the women suffragettes and the Rev, Martin Luther King, Jr. all considered equality to be the primary moral concept of our government. Our democracy incorporates a quantitative concept of equality with ‘“one person — one vote.” It is the Constitution with the Bill of Rights, however, that incorporates qualitative and substantive concepts of freedom and equality that protect the individual from the possible abuses of majority rule. Even the Constitution, however, can be amended by a super-majority of two-thirds of the Congress and three-fourths of the states. Concerning this ability of a super-majority to change the Constitution and the the Bill of Rights, James Madison thus wrote that he hoped the Bill of Rights “might acquire by degree the character of fundamental maxims of free government, and as they become incorporated into the national sentiment, counteract the impulses of interest and passion.”

It would help us to both understand and convey our values if our government officials, the media, and academics began to refer to our moral concepts as including both equality and freedom, our government as a constitutional democracy, and American exceptionalism as being based at least historically on the free and equal individual with moral responsibility as the basis of our communal solidarity. This was unique or "exceptional" at the time of our founding.

James H. Rutherford, M.D.
moralfoundations.com

Thursday, December 8, 2011

Universal Equality

In 1856, before his presidency or the beginning of the Civil War, Abraham Lincoln said:

Our government rests in public opinion. Whoever can change public opinion, can change the government, practically just so much. Public opinion, or [on?] any subject, always has a “central idea,” from which all its minor thoughts radiate. That “central idea” in our political public opinion, at the beginning was, and until recently has continued to be, “the equality of men.” (Basler 1953, vol. II, 385; see also Jaffa 1982, chap. XIV).

A few years ago we celebrated the one hundredth anniversary of the Statute of Liberty, and many would consider liberty, or freedom, as the fundamental moral concept on which our government was founded. Freedom, however, has little meaning outside of one’s moral concept of justice.

“It is indeed the self-imposed ethical or moral foundations of government that change mere obedience to the coercive powers of government into a sense of consensual responsibility for a moral duty, a just order, the common good, or human rights. ”
Freedom can mean, simply license, the absence of any social obligation or moral constraint. Being a free moral agent does not necessarily mean that one will choose to be moral. Freedom does not address the need to maintain order, establish justice, or provide for the general welfare. Nor does freedom provide much protection from the coercive powers of government unless it means “liberty for all” (Basler 1953, vol. IV, 168–69). Indeed, what we often desire is freedom from the arbitrary will of others.

Morality, on the other hand, provides a context of responsibility for freedom. Morality even implies a degree of freedom of choice and, to the extent of that freedom, responsibility. Freedom by itself implies a type of existential or subjective responsibility but not necessarily any other type of moral acknowledgement. When Jefferson put forth the ideals of our country in the Declaration of Independence, his first assertion, his primary self-evident truth, was that “all men are created equal.” The unalienable rights of life, liberty, and the pursuit of happiness were thus put within an ethical context of equality and reciprocity. Jefferson and Lincoln both understood universal equality to be the primary moral concept of American constitutional democracy.

Others have also understood universal equality to be the primary moral concept. Marvin Meyers in his book on James Madison, The Mind of the Founder, concluded that, “in Madison’s view of man,” equality was the fundamental term (1981, xxii). Alexis de Tocqueville, in Democracy in America (1835–1840), “advanced the influential thesis that equality is the fundamental theme and characteristic of American civilization” (Davis 1990, 11).


Alexis de Tocqueville
Tocqueville noted that even tyrants value freedom, but only for themselves. He also understood that equality is not an extrinsic leveling term but conveys an inherent mutual respect which also implies an equality of political freedom. David Brion Davis, a prominent historian of the institution of slavery, has even concluded that the real anthesis of slavery is not freedom but equality (Davis 1990, 29). Even the great reformers, such as the women suffragettes and the Rev. Martin Luther King, Jr., did not repudiate these principles, but urged us to live up to them and place them into practice.

G. K. Chesteron wrote, however, that the belief in human equality is not “some crude fairy tale about all men being equally tall or equally tricky” (see McWilliams 1979,184). It is not like a Procrustean bed of Greek mythology into which all persons are forced to fit by stretching them on a rack or cutting off their legs. For Jefferson, universal equality was instead a moral assertion—an assertion that affirmed both his own humanity and his own individuality against tyranny. Using fable and analogy, in the manner of George Orwell, one could say that if you are a mallard and don’t like ducks or duckhood, then there is going to be an inherent problem with your own self-affirmation by definition. This is one sense in which Jefferson’s assertion that “all men are created equal” could be considered a self-evident truth. It is an affirmation of our own humanity.

It is this recognition of his own humanity, however, that allowed Jefferson to also assert his own individuality, not by a will to power and coercion, but by inverting that to a resistance to the tyranny of others. By recognizing the moral agency of others, as well as asserting our own mature responsible personality, there opens up the possibility of deciding political issues by the deliberation of democratic constitutional and legislative processes, rather than by simple coercion, domination, or privilege.

The future of American government still rests on public opinion. It rests on our understanding and support for the moral foundations of constitutional democracy and our ability to communicate and preserve such an understanding effectively. This is important, for the enjoyment of individual freedom and the progress of human liberty are not inevitable. They are contingent, to a large degree, on our willingness and ability as moral agents to place our free will within ethical constraints. It is indeed the self-imposed ethical or moral foundations of government that change mere obedience to the coercive powers of government into a sense of consensual responsibility for a moral duty, a just order, the common good, or human rights. In United States constitutional democracy these ethical concepts all relate historically to the “central idea” of universal equality.

Complete Essay with references from my book, Moral and Political Philosophy.